FIG PUBLICATION NO. 31LAND INFORMATION MANAGEMENT FOR sustainable developmentIn co-operation with the UN-HABITAT This publication in .pdf-format Contents1. Introduction & Objectives Appendices PrefaceLife for most people is becoming more complicated, resulting in increased pressure on all the world's natural resources. Land is a key resource without which humankind cannot survive and is an essential component for the creation of wealth. In recent years we have witnessed an unprecedented growth in the world's population and a general move towards urbanisation, especially in developing countries and countries with economies in transition where access to land is becoming increasingly difficult. If we are to improve the quality of life of all living species, especially human beings, then we must find more efficient and effective ways of managing this valuable resource. To achieve this objective we must understand much more about land, its nature, value, use and the rights that exist to exploit it. In other words, we need to radically improve the ways in which we collect, manage and use land information. Although every country has a different history and culture, there is much that we can learn from each other. Hence FIG set up a working group under its Commission 3, with the support of UN-HABITAT, to identify and document lessons that can be learned from the mistakes and successes of others in Land Information Management for Sustainable Development of Cities; with a focus initially on developing countries and countries with economies in transition. This report describes the initial findings of the Commission's task force. It offers no single way forward that is best for all countries. It does, however, suggest that there are good practices that all would be wise to study. All those who are concerned with the administration of our most precious resource should note the contents and adapt the underlying ideas. Robert W. Foster Jes Ryttersgaard Emeritus Prof. Peter Dale AcknowledgementsOne of the objectives of FIG Commission 3, Spatial Information Management, is to promote the importance of spatial information management for sustainable development. Working Group 3 of Commission 3, consisting of the following co-authors of this paper, has been entrusted with this task.
The Working Group is assisting UN-HABITAT in the enlargement of their best practices database and of its learning and technical co-operation tools with good practices, policies and enabling legislation in LIM and wishes to acknowledge UN-HABITAT for this co-operation. The Working Group would also like to thank Emeritus Prof. Peter Dale, Honorary President of FIG, and Mike Traynor of the Registers of Scotland for their participation in shaping the focus of this document. Land Information Management for Sustainable Development of CitiesBest Practice Guidelines in City-wide Land Information Management
International Federation of Surveyors FIG
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The drivers of a programme articulate the reasons why a LIM programme is required. Drivers are non-technical factors that represent the pressures and opportunities for change. In the case of LIM, this is the need to bring potentially disparate projects together, creating an integrated LIM programme to support the delivery of improved City-wide services and to monitor the effectiveness and sustainability of city policies. |
Responding to Pressure on the Land from Population
The growing pressure on city land, due for example to the impact of
rural to urban migration, places more demands upon the city to respond in a
more effective and co-ordinated manner to urban expansion and development.
Without an integrated approach to LIM, resources will be less effectively
employed, overall costs will be higher and the delivery of effective land
management will be jeopardised.
Responding to Environmental Disasters
Experiences in responding to environmental disasters have highlighted
the need for speedy integration of information from a variety sources in
order to plan operations. An integrated approach to LIM enables improved
response to disasters, facilitates future monitoring and provides tools to
develop future plans and strategies.
The Need to Raise Revenue
Minimising tax avoidance and providing evidence of actual collection
improves overall confidence in a city administration and encourages greater
compliance with taxation demands. City-wide LIM can support land and
property based taxation and provide transparency in tax collection.
Peer Pressure
Other cities are, or can be, held up as exemplars of good practice and
there is a natural wish to conform to what is regarded as best practice.
There is also a need to respond to the advice of professional bodies
recommending the adoption of City-wide LIM.
Making the Effective Use of Resources (Human / Finance) through Data
Sharing
Pressure on scarce resources means that resources involved in the city's
LIM activities need to be shared to be viable and support wider activities.
Meeting Donor Demands
Donors are increasingly co-ordinating their activities and are insisting
upon the creation and utilisation of City-wide LIM. Failure to comply with
this strategy may jeopardise donor funding.
Conformance with other City-wide Policies /Strategies
LIM should not be seen in isolation, but be considered as a component of
the wider Information Management strategy adopted by city administrations.
Therefore, the need for a City-wide LIM should be mandated as part of this
Information Management strategy.
Implementing Legislation
Compliance with national legislation may require certain components of a
City-wide LIM to be put in place.
Higher Project Costs Associated with Programme Co-ordination
There may be additional costs due to the programme management overheads
of co-ordination amongst the LIM projects. This may be seen as a deterrent
for the early implementation of City-wide LIM.
Removal of Project Independence
Most projects are designed to be self-sufficient. Integration amongst
projects requires resources and objectives to be agreed without compromising
the aims or timescales of individual projects. Integration into a City-wide
LIM also implies inter-project dependencies, e.g. land information being
maintained by one Department on behalf of all LIM stakeholders. In an
environment where change in organisational structure, policy and senior
management is the norm, this instability can be a deterrent to forming
inter-project dependencies. This is a managerial challenge that should not
be underestimated.
Perceived LIM Programme Complexity
As the number of projects involved in a City-wide LIM increases, the
perception may be that there are difficulties and a level of complexity in
co-ordinating the programme that may outweigh the benefits.
Prestige Diluted Across Projects
There may be a fear that individual projects will lose their prestige,
and independence, if they are amalgamated with other projects within a
City-wide LIM programme. Departments who sponsor such LIM projects may
resist this programme integration as their esteem will be diminished.
Large Capital Projects Generating Land Information May Ignore
City-wide LIM
In the case of a large capital project, e.g. a dam or major highway
construction, that generates land information as a bi-product of its
activities, the managers may not understand the significance of adhering to
a City-wide LIM. They may therefore ignore what they see as a peripheral
issue. In such cases there are no direct project incentives to participate
in the City-wide LIM.
Legal / Financial Barriers (Inhibitors)
Under some jurisdictions, legislation may directly prohibit
interdepartmental / Agency co-ordination.
There is a Champion or Visionary
Many of the drivers for change discussed here will not be effective
unless there is a champion or visionary with sufficient professional
credibility, energy, enthusiasm and tenacity to sell the benefits of
providing a City-wide LIM programme. This person must be able to sell the
vision to the appropriate budget holders and promote practical LIM supported
solutions to business / political challenges of the city. The results will
be faster and more effective if the champion also has legal or authoritative
backing from the national government level. Without a Champion and the
associated vision, the chances of initiating a successful LIM programme are
substantially diminished.
A Business Feasibility Study is Carried Out
The best way to justify the creation of a City-wide LIM is a business
feasibility case, driven by dedicated stakeholders and with references to
well documented examples.
There is Access to Services and Land
A fundamental factor in successfully implementing a City-wide LIM, both
for politicians and the citizen, is the ability to secure access to
services, housing and rights to land. This security of access rights is a
foundation for investment, taxation, area planning and for the management of
city services.
The Drivers are Seen to be Relevant at the Local Level
Whilst many drivers are generic, there is a need to tailor them and
ensure that they are seen as appropriate to local conditions and
circumstances. The proposal for initiating and expanding a City-wide LIM
must be attractive to the politicians. Therefore, the timing and choice of
drivers must be aligned with issues that politicians are currently facing in
order to have any chance of attracting the necessary support and funding.
There is a Combined Top Down / Bottom Up Approach
The top down drivers for change may not be successful by themselves. The
arguments may have to be augmented by practical experiences and successes
coming from the partial implementation of a City-wide LIM.
There is No Delay in Implementing LIM Programme Co-ordination
The arguments for implementing a City-wide LIM will be only too apparent
once there are a significant number of active LIM projects. Standards,
guidelines and discipline should not be left to a late stage before being
fitted into the operations of existing projects. It is far more effective to
implement basic co-ordination at an early stage.
"The value of knowledge lies not in its accumulation,
but in its utilisation"
- E. Green
The LIM of a city should fit into the corresponding spatial data infrastructure of the country. Certain information needs can best be served from the national level, e.g. data standardisation, small-scale mapping, etc. In the ideal situation there is an Institutional Framework that provides an accepted and well communicated set of arrangements between all stakeholders in land information. This should guide how the data are collected, stored and maintained and exchanged, which set of standards are used, the financial arrangements, etc. Experience suggests that significant benefits and direct cost savings are possible through co-ordinated efforts by the stake-holders. |
International Advice versus National Requirements
In the context of developing countries the process of defining this
institutional framework can be complicated by the presence of donors and
consultants from different countries who all have their own perspective and
interest. It is very important for there to be an indigenous organisation to
take the lead in the design of their national and local spatial data
infrastructure.
National versus Local Requirements
There can also be potential conflicts of interest between national and local
needs with respect to land information. Those involved in setting the
national spatial data infrastructure should ensure that those elements that
impact cities can be implemented in practice. This process may be further
complicated by legal barriers, such as restricting the use of data due to
copyright.
The Need for Political and Societal Support
To develop a City-wide LIM strategy it is essential to have the appropriate
political and societal support. The implementation of such a strategy will
make it necessary to take organisational and financial measures that are not
possible without the political will to do so. On the other hand, experiences
in many countries show that it is very hard to stimulate politicians to be
enthusiastic about LIM strategies. Democratic pressure of interest groups
forces them to pay most of their attention to issues that directly affect
their constituency. Land, roads, utilities are the political issues, not the
City-wide LIM that is needed to manage them effectively.
The Variety of Views held by City-wide LIM Stakeholders
At the LIM stakeholder level, it is much easier to convince the direct
customers and users of land information of the need of a good City-wide LIM
strategy. On the other hand these stakeholders can have different interests
and sometimes have a competitive relationship. Compromise may be necessary.
The Complexities Generated by Co-operation
A well designed City-wide LIM strategy reducing redundancies in data capture
and maintenance generally increases the complexity of the arrangements. It
generates more interdependencies amongst the stakeholders and forces them to
share their power. There will be stakeholders that will be uncomfortable
with these interdependencies or do not want to share their power. They will
have to be convinced that the gains are bigger than their losses.
The City-wide LIM is Integrated with the National and Regional
Institutional Framework
A city should take into account the national and regional environment when
developing its own LIM strategy. It should address questions like: what are
the national standards? Are the necessary data produced elsewhere? Can the
costs of data maintenance be shared? What meta-data do customers expect that
are associated with land information?
There is a Communication Strategy
Good practice is when a City-wide LIM programme has support from the top
level of the city administration and when it contains a well designed
communication strategy to the political and societal communities, convincing
them of the mutual interest they have in a well executed land information
strategy. The strategy should also be linked to the higher level frameworks,
for instance to the regional and national levels.
"Good things, when short, are twice as good"
- Gracián
The implementation of City-wide LIM will only be successful if there is: a legal framework established to secure the Intellectual Property Rights of data owners; Data Protection legislation to protect the abuse of information about individuals; an understanding of the national security issues and their impact on access to information; and legislation to allow access to land information within Government and by the citizen. |
Data Protection
Land information can be maintained at a level that can identify individuals.
To safeguard mis-use of this information it is essential that Data
Protection legislation is established. This will dictate what information
can be held against individuals, enforce aggregation of information where
appropriate, and provide mechanisms for individuals to enquire about
information held about them.
Intellectual Property Rights
Producers of land information require security of Intellectual Property
Rights (IPR) if they are to be persuaded to distribute their land
information for City-wide use. A legislative framework for IPR must be
established that will minimise illegal use of land information.
Access to Information by the Citizen
The use of land information to support participatory democracy at the urban
level will only occur if there is appropriate legislation established to
open up access and distribute City-wide land information and to provide for
access by the citizen.
Liability Associated with Quality of Data
Liability is a significant issue when a variety of data sources are combined
and analysed to support decision-making. If the decision is subsequently
discovered to be flawed due to the inappropriate quality of the source data,
then who is potentially liable? Legislation is required to clarify
responsibilities in this scenario.
National Security, Data Privacy and the Associated Legal Liability for
the Quality of Data
Experience has shown that issues associated with national security, data
privacy and associated legal liability for data quality can prevent the
effective sharing of data.
The Perception that Information is Power
Some stakeholders within a City-wide LIM may retain the culture that
information is power and inhibit any attempt to provide wider access to
'their' information. In many cases legal issues, such as data protection and
privacy, are used as excuses to stop the opening up and wider use of
information.
There is Access to Land Information by the Citizen
Although there will be significant benefits for the data producers and
service providers, it is recognised that one of the main beneficiaries
should be the citizen.
Cities should formulate appropriate framework legislation to facilitate
access to land information and services by the citizen.
The Access Rights to Data are Predetermined
Data Protection can in some cases inhibit the use of data for beneficial
purposes. This problem can sometimes be resolved by imposing restrictions on
rights of access to data. Requirements can be formulated to restrict access
to specific datasets or queries to certain predetermined user groups or
customers.
"It is not impossibilities which fill us with the deepest despair,
but possibilities which we have failed to realise"
- Robert Mallett
To facilitate City-wide integrated LIM it is essential that appropriate governance and an associated organisation are established to co-ordinate, regulate, monitor and optimise LIM activities within the city and amongst the city's partners. |
The Governance of City-wide LIM
Responsibility for the governance of City-wide LIM should be established at
a high level within the organisation to ensure that LIM guidelines and best
practice are adopted across all departmental boundaries.
There is an Organisation to Co-ordinate City-wide LIM
A corporate organisation should be established to co-ordinate and optimise
the city's LIM activities. This should involve representatives of the
following groups:
There is a LIM Design Authority
A Design Authority should be established to create, adopt, promote, advise
on and monitor the use of LIM standards throughout the city. The Design
Authority should also advise on relevant investments in Information
Technology to facilitate interoperability and optimise support.
Data Exchange Standards are Agreed and Adopted
Data standards for definitions, formats and quality should be agreed and
established to facilitate the exchange and re-use of land information
amongst the LIM participants. Where possible, liaison with National and
Regional groups should be established to ensure that city standards are
compliant with National / International spatial data infrastructures.
Data Maintenance is Practised
A key part of the co-ordination of the City-wide LIM activities is to ensure
that land information is maintained to an agreed quality level and the
maintenance process is optimised. Data Management Plans should be agreed
that clearly identify data custodians and clarify roles and responsibilities
in data maintenance.
Land Information is Disseminated
Having invested in integrated land information, significant benefits will
accrue from the dissemination of this information to support the city's
projects and service deliveries that require land information. In addition,
ways should be created to allow the community to have easy access to this
information.
Costs are Minimised and Benefits Maximised
A key responsibility of this LIM governance should be the ongoing promotion
of the best practice LIM to ensure that resources continue to be committed
to LIM and that new City projects / services are integrated into the
City-wide LIM approach.
A Metadatabase is Available
Data within a City-wide LIM will increase rapidly with success. It is
therefore necessary to have fast access to all the information available in
the City-wide LIM database. This can best be realised through a
metadatabase.
There are No Perceived Benefits for Introducing City-wide LIM
Governance
Especially at the start of introducing LIM based projects / services to
cities, the establishment of a LIM co-ordinating body may be seen as an
unacceptable overhead, increasing the costs and further stretching the
limited resources.
There is Difficulty in Appointing Corporate Responsibility for LIM
Governance
The corporate imposition of LIM best practice into the city's departments
may cause problems of perceived interference in departmental affairs. The
appointment of LIM governance at the wrong level within the organisation may
severely reduce the effectiveness of a City-wide LIM approach.
There are Delays in Ratifying National / International Land
Information Standards
Although it is ideal to use national / international standards wherever
possible, getting agreement to national land information standards normally
takes a considerable amount of time to ratify. Waiting for the appropriate
National / International standards arrive may negatively impact local LIM
progress. De Facto standards may be an acceptable option in some
circumstances.
There is a Single Responsible Owner for LIM
Overall responsibility for delivering the business objectives and benefits
of any programme or project must be vested in a single, responsible and
visible individual, the Senior Responsible Owner (SRO). There is clear
evidence that some government organisations and private sector firms are
much better than others at recognising and addressing the need for projects
and programmes to have intelligent, active ownership from a single
individual. There is also evidence that projects and programmes run into
serious problems if there is no owner of the business process to perform
this role. While having such an owner is not a guarantee of success, not
having one dramatically increases the prospects of failure.
There are Key Performance Indicators for the Evaluation of
Sustainability
As well as providing appropriate land information to support the city's
activities, the LIM governance should ensure that the land information
required to support the monitoring of city sustainability through
performance indicators is adequate.
There is Project Monitoring and Evaluation
The expected benefits and deliverables from projects are defined during the
early project feasibility stage. LIM governance should provide guidelines
for the ongoing monitoring and evaluation of projects throughout their
lifecycles. This should ensure accountability, early identification of
failure and dissemination of lessons learned.
The Chief Executive's Office supports City-wide LIM Governance
Those responsible for LIM governance within the Chief Executives office
should provide the necessary empowerment for City-wide LIM to be achieved.
The End Users of Land Information are Involved
The participation of end users of land information in an advisory body in
the governance of City-wide LIM should help to define clearer priorities for
LIM and establish more practical data quality standards, reducing the
overall costs of LIM.
There is a Design Authority
The effective use of Design Authorities limits the variation of IT solutions
implemented, increases interoperability and significantly reduces the cost
of IT maintenance.
"The purpose of computing is insight, not numbers"
- Richard Hamming
The acquisition of funding for City-wide LIM programmes that cross departmental boundaries is more difficult and complex to achieve than for individual projects. The programmes can be seen as altruistic, where as in reality they can provide decision-makers with the evidence required to make sounder decisions based upon the wider understanding of material evidence to support urban sustainability. Understanding the arguments to support the investments in this area is essential if an appropriate level of funding is to be secured from donors. |
How to Fund Programmes
There is a need to fully understand and articulate the economic arguments
for investment in City-wide LIM programmes. Whilst philosophically the
benefits may appear obvious, the economic arguments to support investment
are more complex to develop and require the wider economic / social benefits
to be understood and accepted on a longer term basis. Programmes may require
limited initial financial 'pump priming' get them off the ground. This
limited support may provide an interim measure before the possibility of a
self generating revenue stream can be created.
LIM Projects that are not Directly Funded
Many LIM projects are not funded directly. They are financed as part of a
wider project of which one component may be the creation of land information
products and services. Isolating the land information funding for individual
projects, with the aim of diverting the funding into a LIM programme is
difficult to achieve and can be met with stiff resistance from individual
project fund holders who will see their own financial control being diluted.
The Feasibility Study Case is Stronger if Projects are Linked
Incorporating City-wide aspects to new funding initiatives is a way in which
Feasibility Studies, incorporating a costs and benefits analysis, can be
substantially enhanced. The longer-term benefits of land information
integration can be used to show that an holistic approach has been adopted
towards the collection and utilisation of data. This practice can show
improved economic efficiency and improved co-ordination in City-wide
decision making.
Capital versus Revenue and the Maintenance of Systems
LIM programmes may show comparatively high start up costs and it is
therefore necessary to show that in the longer term there is an appropriate
return on the investment. Incremental funding may be appropriate to address
the capital costs requirements though in the majority of cases the major
issue is the ongoing affordability and provision of revenue costs.
Costs and Benefits Hard to Define
Many cost benefit cases are generated by technical experts who use their own
form of justification. This can lead to considerable mis-understandings and
in some cases the rejection of real benefits because they have not been
expressed in correct or generally accepted financial terms. This can
severely reduce economic arguments for investment in LIM programmes where
longer- term arguments for improved co-ordination and decision-making are
rejected as unachievable - because they have not been fully understood.
There is a Short Term Focus
Disjointed / ad hoc funding from a variety of donors can lead to situations
where the funding does not link to strategic plans and the arguments for
investment are based upon short term goals. Short-term single focused
projects lead directly to management decisions being based on immediate
needs that are disassociated from wider LIM programme initiatives. This can
rapidly restrict 'joined-up' initiatives and the development of a corporate
strategy.
There is a Lack of Donor Co-ordination Giving Rise to a Variety of
Imposed Conditions
A variety of donors who provide funding upon certain conditions can make it
difficult and complex for city administrations to focus and co-ordinate
projects that address the longer term integrated approaches necessary to
achieve the benefits that can be realised through 'joined-up' LIM
programmes.
There is a Business and Political Focus to Investment
Arguments for investment in LIM programmes will only succeed in attracting
investment if they address real issues. The most successful arguments are
those that directly address current political concerns and where it can be
shown that a 'joined up' approach offers a greater chance of achieving the
objective(s). All investments in LIM programmes need to be vetted against
these criteria.
There is a Financial and Economic Appraisal
The financial and economic arguments used to justify the investment in LIM
programmes need to be expressed in conformity with recognised accounting
practice. The creation of successful business cases is best achieved in
conjunction with financial and economic experts who can express the
arguments in appropriate and accepted terms.
There is a Clear Quantification of Benefits
Where benefits for investment in LIM programmes are expressed in accounting
terms and where the arguments for investment focus upon current political
concerns the possibility of attracting appropriate funding is greatly
enhanced.
The Cost of Doing Nothing has been Identified
Experience has shown that the downstream cost of a failure to invest
in LIM can be very high. Business cases for investment that clearly expose
the costs of not investing in City-wide 'joined-up' LIM can be shown to be
more likely to attract appropriate funding.
There is Provision for Long Term Funding
Provision for long term programme funding (maintenance) can be addressed
when the programme includes a strategy for cost recovery either through the
provision of services or other benefits.
There is an Incremental Approach
The difficulties in attracting and securing long term funding can be
by-passed where small / limited initial programmes ('proof of concept
initiatives') are focused on a single 'joined-up' objective. These
programmes clarify the realisable benefits and clear the way to attract
further incremental investment by ensuring that arguments can be more
readily substantiated and shown to address real issues.
The Intangible (soft) Benefits have been Identified
Cost accounting of a City-wide LIM must also include intangible (soft)
benefits for the city. For example, the faster arrival of the fire brigade
at an incident, due to the use of a City-wide LIM, will potentially reduce
the damage of property and hence save money. This constitutes a benefit.
"Men despise great projects when they do not feel themselves capable of great success"
- Vauvenargues
City-wide programmes engender specific Human Resource Management issues. The need to manage human resources across a wide range of stakeholders, whilst ensuring staff retention and motivation places significant demands upon departments and agencies when demand for these skills are escalating and global shortages are predicted. |
Capacity Building
The 'Programme Driven' working environment created within City-wide LIM
programmes presents cities with the on-going challenge of providing
sufficient capacity to resource the programme. It is essential that ongoing
capacity building is addressed up front to ensure sustainability of the
programme. This will require a combination of internal and external
education / training programmes, not just short term technology training.
Working with Consultants
Many City-wide LIM programmes involve the use of consultants to support
the cities in planning and implementing LIM. It is essential that cities
retain ownership of the LIM programmes, ensuring the appropriate skill
transfer is designed into the engagement of the consultants.
Public / Private Sector Partnerships
One option to alleviate problems with capacity within the Public Sector is
to involve the Private Sector in City-wide LIM. This will only be possible
where the skills and experience of the Private Sector have matured to a
level where quality services can be provided and sustained. This should not
be perceived as a threat to the Public Sector, especially when true
partnerships are formed between the Public and Private sectors to share the
risks and the benefits. However, the use of improved managerial skills
within the Public Sector plays a crucial role in the success of these
partnerships.
Learning from Others
Learning from the experience of twinned cities can provide evidence of what
works in Human Recourse Management. Cultural differences may need to be
taken into consideration, but exposure to what other cities have achieved
can provide good opportunities to apply best practice. In addition,
introduction to best practice through attending conferences, linking to web
site information and involvement in professional bodies can avoid making the
same mistakes as others.
Over Emphasis on Technical Skills
A key part of successfully implementing a City-wide LIM involves a good
understanding of the organisational / managerial issues. Over emphasis on
technological skills and the technical components of City-wide programmes
tend towards a technical led rather than a business led solution. The skills
sets that are most appropriate are:
The Difficulty in Retaining Staff
High staff turnover in City-wide LIM is most likely to be caused by the
acquisition of new marketable skills and the wish to capitalise on them
through entering the Private Sector or as a result of promotion in the
Public Sector. Continuous capacity planning is therefore essential since the
programme will inevitably need to re-educate new staff and bring new members
up to speed. This is frustrating, costly and inevitably delays the
programme's ability to deliver. Incentives to retain staff need to be
researched and a partnership with the Private Sector considered to augment
internal resources.
Expectation Management
Enthusiastic professionals naturally gravitate toward the best solution.
However, in practice, managing reduced expectations may well be both
pragmatic, sufficient and more sustainable in the longer term. The
appointment of managers who can effectively address this balance between
pragmatism and perfection and manage the associated expectation thresholds
is essential.
Fear of Failure
The Public Sector in general is very reluctant to face risk and failure.
This results in a culture of blame that potentially stifles innovation,
creativity and risk taking. The appointment of managers who perpetuate a
blame culture increases the risk that the programme will be limited in
scope, leading to few tangible benefits. In addition, the opportunities of
implementing more innovative solutions, with potentially higher risk, may be
lost to the detriment of the city longer term.
Slow Decision Making
Traditional Public Sector organisations are often committee based and slow
in making certain strategic decisions. A cultural change is required to
effect a City-wide LIM strategy involving complex decision making amongst
diverse stakeholders. Managerial appointments need to ensure that decisive
management skills are available, including appropriate programme
methodologies. The implementation of small groups empowered to make and
ratify decisions significantly leads to more effective decision making.
Working with Consultants
Working with local consultants presents difficulties where resentment of pay
differential is clearly identifiable. Pay levels, incentives and clear lines
of roles and responsibilities should be clarified and career paths
established to aid staff retention.
There is Planning to Develop Human Resources
The development of a policy to ensure the continued availability of
appropriately skilled human resources should be created as early as possible
in planning a City-wide LIM programme. This is also an opportunity to
address gender gap issues.
There is a No-Blame Culture
A management approach should be implemented to encourage innovation and
creativity. This will involve significant cultural change and can only be
achieved if supported, and actively encouraged, by all level of accountable
management.
There is Long-term Capacity Building
The capacity-building framework should not prevent the loss of staff.
However, it should provide an environment in which the movement of staff is
accepted as inevitable and delays due to shortages and temporary
unavailability are minimised. Capacity planning should not just include
short-term skill training, but address the issues of persistent, long-term
management skills.
Continuing Professional Development (CPD) is Provided
Where the provision of and access to appropriate Continuing Professional
Development (CPD) for staff is fostered and encouraged, cultural change is
made easier to implement. Recognition of the need for ongoing training and
its provision can reduce staff turnover.
There is Short Term Exchange of Staff between Cities
To avoid too much focus on local short-term problems, single staff members
of cities using City-wide LIM should be seconded for a short term (3 months
to 6 months) into the LIM staff of another city. The lessons learnt by those
on secondment should then be passed on to the rest of the organisation.
"On a clean disk you can seek forever"
- Thomas B. Steel, Jr.
The choice of an appropriate technological solution to support City-wide LIM is a key success factor in these programmes. The technology must be easy to use, facilitate interoperability amongst the stakeholders and be sustainable over its lifecycle. |
Business Requirements
Successful LIM programmes are only successful if driven by business
requirements that are developed with full participation of the business.
Business requirements are fundamental to the specification and
accountability of the City-wide LIM solutions.
Short versus Longer Term Requirements
There is a difficulty in delivering urgent short-term solutions whilst still
retaining options for scaleability and interoperability which are the
longer-term requirements in City-wide LIM programmes.
Competitive Tendering
The most attractive prices and the most appropriate technology for City-wide
LIM are achieved through a competitive tendering process. This allows
different technical solutions to be compared and competition will ensure
value for money. The temptation of 'special deals' must be balanced against
the sustainability of the solution and downstream revenue costs of operating
the solution.
Technology and Data Standards
The use of proprietary solutions will rarely integrate to support a
City-wide LIM approach. It is essential that the city agrees technology and
data standards at an early stage in developing Information Systems
Information Management and Information Technology strategies. These
standards should be National and International wherever possible.
The Need for Early Successes
An Information Systems strategy should ensure that a number of business
solutions are delivered at an early stage. These 'quick wins' will ensure
that the City-wide LIM programme continues to receive political support.
On-going Technical Support
On-going technical support through the lifecycle of the programme is
critical. The Information Systems solutions must include excellent technical
support, locally if possible.
Budgeting
Provision must be made in the budget for on going revenue costs associated
with the technology and staff resources.
The Need for a High Degree of Software Customisation
There is no 'off the shelf' or 'out of the box' solution to support
City-wide LIM. Each implementation will require a degree of customisation of
existing commercial software packages. If this customisation is too high
then it will lead to problems of delivery and downstream maintenance.
Wherever possible, cities should use well-known commercially available
packages even where there may only be an 80% fit to the original business
requirements. This will significantly reduce the risk associated with the
programme.
The Difficulty in Retaining Staff
There are high market demands for good IT skills. Training internal staff in
IT skills required to support City-wide LIM will inevitably cause problems
with staff retention since when they become skilled they may wish to join
the Private Sector. Alternative approaches involving outsourcing of IT
services to support the City-wide LIM may reduce this risk.
The Temptation to Adopt a Technology-Led Solution
In situations where there is insufficient support from senior Management,
there is a tendency for City-wide LIM to be led by those involved directly
in technology. This leads to a technology driven programme rather than one
driven by business needs. A technology led approach will rarely deliver
business expectations.
The Lack of Technical Support
The best technical solution is useless without an appropriate level of
technical support. Small technical problems can bring a project to a halt
unless expedient solutions are provided by technical support. Technical
support, including new product releases, normally cost between 10% and 25%
of the original capital costs of the software.
Inadequate End User Training
The end user community must feel comfortable using the technical solutions.
This will only happen if there is adequate end user participation in design,
effective and timely end user training and the solutions are designed to be
easy to use.
The Technical Solution is Too Complex
If City-wide LIM programmes are too complex and ambitious, especially at
their outset, then there is a high risk of failure. It is important to
design realistic objectives that match resources and timeframes and deliver
these in incremental steps.
There is Business Participation through Business Requirements
City-wide LIM programmes should not be technology led. It is essential that
the business / end users are involved throughout the lifecycle of the
Information System. One of the most important activities is developing the
business requirements that describe the expectations of the business.
There is Incremental Delivery of Solutions
The incremental delivery of Information Systems is advantageous in that it
makes it possible to: deliver early solutions; gain early feedback from the
business; recover from mistakes quickly; and support greater flexibility in
rolling out the long term solution.
There is Prototyping of Solutions
The use of design and implementation methodologies for Information Systems
that include Rapid Application Development / Fast Prototyping provide the
business with an opportunity to clarify their business requirements prior to
large development costs. An example is the Dynamic System Design Methodology
(DSDM).
There is Sound Budgeting
The use of recognised accounting procedures to secure the revenue budgets is
essential to ensure that the technology can be sustained in the longer-term.
There are Partnership Contracts with Suppliers
Contracts between cities and companies that deliver and support hardware and
software should be concluded on a partnership basis, with both parties
assuming elements of the risk. This will ensure that the supplier(s) is
committed to the long-term success of City-wide LIM.
"Experience is not what happens to a man
it is what a man does with what happens to him"
- Aldous Huxley
This section draws together the major threads of "Best Practice Guidelines" for Land and Information Management for Sustainable Cities and provides a set of conclusions that should be considered as Key Success Factors when introducing a City-wide LIM. There are few really good examples of comprehensive City-wide LIM across the globe from which to draw evidence and to test the conclusions of this document. However, it would be incorrect to infer that the conclusions are invalid. On the contrary, they have been drawn up from extensive practical experience and will provide a major contribution to the sustainable development of cities.
FIG holds the conviction that good decision-making for sustainable development of cities is dependent upon reliable, relevant information that to a large extent is geographically referenced. More effective City-wide LIM supports decisions that lead to more sustainable development.
Land is a key resource for humankind and to manage land effectively, it is imperative that we find radical and innovative ways to improve the way in which we collect, manage and use information about this crucial resource.
Large ambitious LIM projects carry a significant risk of failing to meet some or all of their goals. This does not negate the need for an holistic approach to the development of a City-wide LIM; rather it emphasises that best practice is about ensuring there is a corporate, strategic vision and pragmatically and logically working towards its implementation.
There is no single formula for the implementation of a City-wide LIM and each country, each city, has its own unique problems that need to be addressed, taking into consideration local and cultural circumstances. What is possible however, is to learn from the experience of others and so avoid repeating the same mistakes.
Due primarily to lack of knowledge on the part of city management, LIM projects are normally uncoordinated and technology led without the support of strategic frameworks or integration with aid programmes. To more effectively support decision making at the highest level, there must be a corporate vision of how a City-wide LIM can effectively support the integration of aid programmes and investment in the planning and delivery of services.
There is a clear need to identify and support the particular drivers for LIM within a city. Many drivers are generic, though there is a need to tailor them to local circumstances and conditions. The resulting LIM can be used to monitor the effectiveness and sustainability of city policies. The timing and choice of drivers must be aligned with current political issues to have any chance of attracting support and funding.
The introduction of successful LIM is associated with a champion or visionary with the professional drive, enthusiasm and tenacity to sell the benefits of a City-wide LIM programme. Without a champion the chances of initiating a successful LIM are substantially limited.
The LIM of a city should fit into the national spatial data infrastructure where one exists. Certain information can best be provided at the national level and this should be clearly identified to avoid duplication of data collection and wasting valuable human resources.
The use of land information must be encouraged and developed within the current legislative framework pertaining to each country. Cities are encouraged to formulate and, if necessary, seek to amend legislation to facilitate appropriate access to land information and services by the citizen.
Good governance of LIM should be established at the highest level to ensure empowerment to impose LIM guidelines and best practice across departmental boundaries.
The financial and economic arguments for investment in LIM are only successful if they address real and current issues that are of political concern. These are best presented in the language of financiers because some of the more abstract concepts of LIM are usually not spelt out in financial terms. The consequences of not investing in LIM should be set out and emphasis placed upon how the benefits of a joined up City-wide LIM approach are more likely to attract appropriate funding.
Finally, harnessing the power of LIM is not always easy. It can be complex and challenging. However, the ultimate benefits associated with the introduction of LIM in terms of the effective and efficient utilisation of human and physical resources means that they are well worth striving for.
Bringing together the UN-HABITAT Best Practices Database and the FIG "Best Practice Guidelines" provides cities with a valuable resource from which to draw upon. These sources provide complementary information at several levels to support those that face the challenge of providing comprehensive and sustainable use of land within the urban environment.
"Mans mind, stretched to a new idea never goes back to its original dimension"
- Oliver Wendell Holmes
Working Group 3 of FIG Commission 3, Spatial Information Management, entrusted with the task of promoting the importance of land information management for sustainable development, following careful examination of the evidence presented to them makes the following recommendations:
Extend the UN-HABITAT best practices database and its learning and technical co-operation tools with good practices, policies and enabling legislation in LIM to maximise the exposure to and access to the City-wide LIM experiences. This co-operation should be continued and an even closer working relationship established;
There is a general lack of knowledge, understanding and awareness about how LIM can benefit city managers faced with pressures for sustainable development. UN-HABITAT and FIG should co-ordinate seminars, conferences and workshops to bring together multi-professional groups of experts to holistically share their experience with those tasked with establishing solutions on the ground; and
The development of national spatial data infrastructure initiatives should take into consideration the needs of City-wide LIM to avoid duplication of data collection and the waste of valuable human resources and establish a 'vertical information highway' from local to national levels.
The overall responsibility for the delivery of City-wide LIM must be vested in a Single Responsible Owner (SRO) and a LIM champion or visionary appointed to sell the benefits of a City-wide LIM programme;
There is a clear need to identify the key drivers for LIM and align them with current political issues to increase the chance of attracting support and funding. The generic drivers must be tailored to best address local circumstances and conditions;
The financial and economic advantages for investment in LIM, including some of the more abstract concepts, must be articulated in financial terms if these projects are to attract appropriate funding; and
Local city managers should be encouraged to use the FIG "Best Practice Guidelines" and promote the use of LIM to the highest political and decision making level to enable a corporate, strategic vision of how City-wide LIM can effectively support the integration of aid programmes and investment in the planning and delivery of services.
Term / Word | Description |
Competitive Tendering | This is a process for bidding for tenders in an open and transparent manner to ensure that no firm has unfair advantage over another. The whole process is auditable for fairness and lack collusion. The aim is to attract the best and most economic bid from the market place. |
Core Data | Data that are essential/fundamental to the effective operation of a software application. |
Corporate Information | Information that by its nature is important to more than one department within an organisation the use of which is of direct benefit to departments other than the owner / maintainer. |
De facto | Standards that exist through common usage. |
Design Authority | The Design Authority for a computer system is responsible for the preparation and maintenance and integrity of a system and subsystem design together with post design services. |
DSDM | Dynamic System Design Methodology. A consortium that has created a methodology for prototyping software development, involving the users at all stages to refine requirements. www.dsdm.org |
FIG | Fédération Internationale des Géomètres. The International Federation of Surveyors is an international, non-government organisation whose purpose is to support international collaboration for the progress of surveying in all fields and applications. www.fig.net |
FIG Agenda 21 | In 2001 the FIG General Assembly adopted the proposal "FIG Agenda 21 - Agenda for implementing the concept for Sustainable Development in the activities of the International Federation of Surveyors and its member associations". The main findings call attention to the fact that promotion of Sustainable Development demands formulation of a Spatial Data Infrastructure. |
GIS | Geographic Information System. A system for capturing, storing, checking, manipulating, analysing and displaying data which are referenced to the earth. |
Intangible Benefits | Benefits produced by an investment which are not immediately obvious and/or measurable. |
Intellectual Property Rights (IPR) | The legal rights encompass four separate and distinct types of intangible property, patents, trademarks, copyrights and trade secrets, collectively referred to as Intellectual Property Rights. The owner has the right to prevent the unauthorised use or sale of the property. |
LIM | Land Information Management. |
Meta Data | Information about other information. A high level reference to information held. |
NSDI | National Spatial Data Infrastructure. |
Partnership | A relationship that exists between two or more companies to undertake business with a view to profit, or between a private company and a public sector agency. |
Proof on Concept | A computer application or suite of programmes written quickly to prove that the concepts of an application could work in practice if fully developed. This may also be used to demonstrate the potential of an application prior to the commitment of large sums of money for development. |
Proprietary Solutions | A computer application that can not be easily used by others, either because it has been written in a non standard language, uses software that is not open for general use or uses a non standard hardware or software. |
Prototyping | The use of design and implementation methodologies for Information Systems that include Rapid Application Development / Fast Prototyping providing the business with an opportunity to clarify their business requirements prior to large development costs. An example is the Dynamic System Design Methodology (DSDM). |
Pump Priming | The provision of monies to support developments that would otherwise not attract funding in the first instance. |
Scaleability | The ability to use the same software on a range of different computers. |
Stakeholders | Organisations, companies or individuals that have an interest financial or otherwise in a particular development. |
UN-HABITAT | UN-HABITAT United Nations Human Settlements Programme, formerly United Nations Centre for Human Settlements (Habitat). www.unhabitat.org |
Best Practice Guidelines in City-wide Land Information Management
Published in English
Published by The International Federation of Surveyors (FIG)
ISBN: 87-90907-21-3, April 2002, Frederiksberg, Denmark
Printed copies can be ordered from:
FIG Office, Kalvebod Brygge 31-33, DK1780 Copenhagen V, DENMARK,
Tel: + 45 38 86 10 81, E-mail:
[email protected]